Home » Definitions » CFTC
U.S. Commodity Futures Trading Commission. The DFA empowers this regulator, whose primary role had been to regulate the futures industry, to regulate swaps (but not security-based swaps, which fall under the SEC’s regulation).
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping