Home » Definitions » FinOp
Financial and Operations Principal. The individual in a broker-dealer who is responsible for financial reporting and supervision of the people responsible for maintaining the books and records and back office operations, among other things.
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping
