An issuer of securities that would be required to register with the SEC as an investment company but for the exceptions in Section 3(c)(1) or 3(c)(7) of the 1940 Act.
Roadshow
Non-Fungible Token (NFT)
Non-Deal Roadshow
PIPE
Haircut
Jump Ball
Crossover Round
Stabilizing Manager
Market Maker
Shell Company
Cryptocurrency Mixer
Stabilizing
Fungible Token
Safe Harbor
Stress Test
Total Value Locked (TVL)
At-the-Market Offerings
Testing the Waters