Home » Definitions » Private Fund
An issuer of securities that would be required to register with the SEC as an investment company but for the exceptions in Section 3(c)(1) or 3(c)(7) of the 1940 Act.
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping
