Home » Definitions » Tracing
Generally in order to assert a claim under Section 11 of the Securities Act a plaintiff must be able to demonstrate that the plaintiff purchased the shares (by “tracing” the purchase) pursuant to a registration statement.
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping
