Home » Definitions » UIC
Unique Identification Code. For purposes of SBS reporting, the SEC requires UICs for, among other things, counterparties, products, transactions, platforms, and ultimate parents.
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping
