A broker is defined as any person engaged in the business of effecting transactions in securities for the account of others. A dealer acts as principal, whereas a broker may act as an agent. Generally brokers must register with the SEC.
Bitcoin Futures Contract
Market Maker
Smart Contracts
Peer-to-Peer
Blue Sky
Anchor Investor
Funding Portal
Short Against the Box
PIPE
Bookrunner
Haircut
Ineligible Issuer
Lock-Up
Fungible Token
Fire Sale
Naked Short
Lead Left
Step Out of the Box
