Home » Definitions » FINRA
Financial Industry Regulatory Authority. FINRA is an SRO and the successor to the National Association of Securities Dealers, Inc. FINRA regulates the activities of BDs that are member firms.
Blank Check Company
Anchor Investor
At-the-Market Offerings
Backdoor IPO
Bad Actor
Blue Sky
Bookrunner
Bought Deal
Clawback
Crossover Round
Crowdfunding
Death Spiral
Direct Listing
Fire Sale
Freezer Account
Funding Portal
Green Shoe
Gun Jumping
